SFC 13/22

Circular to Licensed Corporations which are Participants of The Stock Exchange of Hong Kong Limited or Hong Kong Futures Exchange Limited-Licence Holders Insurance Scheme for Exchange Participants

This circular sets out the arrangements of the licence holders insurance scheme applicable to the following categories of licensed...

Apr 29, 20245 min read

The Eastern Magistrates’ Courts today convicted two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan of false trading in the...

Apr 29, 20241 min read

The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Ms Cynthia Chen Si...

Apr 29, 20242 min read

The District Court today granted an application by the Department of Justice to consolidate an existing ramp-and-dump case involving a...

Apr 29, 20241 min read

During a concurrent thematic review1 of the distribution of non-exchange traded investment products by intermediaries, the Securities and...

Apr 22, 20243 min read

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...

Apr 22, 20242 min read

The Securities and Futures Commission (SFC) has directed The Stock Exchange of Hong Kong Limited (SEHK) to suspend dealings in the shares...

Apr 16, 20244 min read

Ref: HKMA/B1/15C HKMA/B9/67C INS/ADM/7/16 SU/CTC/2024/003 SFO/IS/015/2024 To: Chief Executives of all Authorized Institutions, Chief...

Apr 15, 20244 min read