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SFC revokes Axial Capital Management Limited’s licence and suspends its RO for five years
The Securities and Futures Commission (SFC) has revoked the licence of Axial Capital Management Limited (Axial) for repeated failures to...
Sep 11, 20232 min read


Complaints Against Debt Collection Agents Employed by Authorized Institutions
The Chief Executive All Authorized Institutions Dear Sir/Madam, I write to inform you of the results of the industry survey on complaints...
Sep 7, 20231 min read


Fraudulent websites and phishing emails related to Octopus Cards Limited
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Octopus Cards Limited relating...
Sep 6, 20231 min read


Phishing instant messages related to Airstar Bank Limited
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Airstar Bank Limited relating...
Sep 6, 20231 min read


Fraudulent websites and phishing emails related to Citibank (Hong Kong) Limited
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Citibank (Hong Kong) Limited...
Sep 4, 20231 min read


Fraudulent websites, internet banking login screens and phishing emails related to BOC
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Bank of China (Hong Kong)...
Sep 4, 20231 min read


SFC has issued restriction notices to 6 brokers on freezing client accounts
SFC and ICAC conduct joint operation against suspected market manipulation syndicate and Restriction Notices issued by the SFC to six...
Aug 30, 20233 min read


Regulators conclude consultation on revising OTC derivative Clearing Rules
The Hong Kong Monetary Authority (HKMA) and Securities and Futures Commission (SFC) today issued their joint consultation conclusions on...
Aug 30, 20231 min read


Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts Issued by SFC
The Chief Executive All Registered Institutions Dear Sir / Madam, I am writing to draw your attention to the attached consultation...
Aug 29, 20231 min read
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