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SFC commences proceedings against Ding Yi Feng former chairman and to seek compensation for investors
The Securities and Futures Commission (SFC) has commenced proceedings in the Court of First Instance against former chairman and...
Mar 4, 20241 min read
SFC secures first criminal conviction of securities fraud via illegal short selling
The Eastern Magistrates’ Court today convicted Ms Christine Yeung Tak Sum, an unemployed retail trader, after she pleaded guilty to...
Mar 4, 20242 min read
Revised Completion Instructions of Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
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Mar 4, 20241 min read
Provision of Custodial Services for Digital Assets
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Feb 26, 20241 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism United Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Feb 26, 20242 min read
Circular to Licensed Corporations Engaged in Asset and Wealth Management Activities - Asset and Wealth Management Activities Survey 2023
As an annual exercise to collect information on asset and wealth management activities in Hong Kong for regulatory and market...
Feb 26, 20241 min read
Sale and Distribution of Tokenised Products
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Feb 26, 20241 min read
Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong
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Feb 26, 20241 min read
Asset and Wealth Management Activities Survey 2023 Conducted by the Securities and Futures Commission (“SFC”)
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Feb 26, 20241 min read
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