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Statements issued by the Financial Action Task Force (For AIs)
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Mar 11, 20241 min read
Revised SPM CA-B-1 “Countercyclical Capital Buffer (CCyB) – Approach to its Implementation”
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Mar 11, 20241 min read
Statements issued by the Financial Action Task Force (For SVF Licensees)
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Mar 11, 20241 min read
SFC and HKEX collaborate in enforcement action against two former GEM-listed company directors for misconduct
The Securities and Futures Commission (SFC) and the Stock Exchange of Hong Kong Limited (Exchange) have joined hands in an enforcement...
Mar 11, 20243 min read
Government launches consultation on legislative proposals to regulate over-the-counter trading of virtual assets
The Government launched a public consultation on legislative proposals to introduce a licensing regime for providers of over-the-counter...
Mar 4, 20242 min read
Prudential Measures for Property Mortgage Loans and Other Related Supervisory Requirements
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Mar 4, 20241 min read
First ramp-and-dump criminal prosecution at District Court commences
The first ramp-and-dump case for criminal prosecution at the District Court began today in proceedings brought by the Securities and...
Mar 4, 20241 min read
Circular on disciplinary proceedings under Part 5B of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
The Securities and Futures Commission (SFC) today published a guide entitled Disciplinary Proceedings at a Glance (for regulated persons...
Mar 4, 20241 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismUnited Nations Sanctions (Haiti)
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Mar 4, 20242 min read
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