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Findings of concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products
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Apr 22, 20241 min read
SFC suspends dealings in Tianyun International Holdings Limited shares over massive missing corporate funds
The Securities and Futures Commission (SFC) has directed The Stock Exchange of Hong Kong Limited (SEHK) to suspend dealings in the shares...
Apr 16, 20244 min read
Joint Circular on Anti-Scam Consumer Protection Charter 2.0
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Apr 15, 20241 min read
Joint Circular on Anti-Scam Consumer Protection Charter 2.0
Ref: HKMA/B1/15C HKMA/B9/67C INS/ADM/7/16 SU/CTC/2024/003 SFO/IS/015/2024 To: Chief Executives of all Authorized Institutions, Chief...
Apr 15, 20244 min read
SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company Limited
The Securities and Futures Commission (SFC) has obtained compensation and disqualification orders in the Court of First Instance against...
Apr 15, 20243 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Apr 8, 20242 min read
Greenhouse Gas Emissions Calculation and Estimation Tools
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Apr 1, 20241 min read
SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Mr Sui Guangyi,...
Apr 1, 20242 min read
Complaints Against Debt Collection Agents Employed by Authorized Institutions
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Apr 1, 20241 min read
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