This circular sets out the arrangements of the licence holders insurance scheme applicable to the following categories of licensed...

The Eastern Magistrates’ Courts today convicted two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan of false trading in the...

The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Ms Cynthia Chen Si...

The District Court today granted an application by the Department of Justice to consolidate an existing ramp-and-dump case involving a...

During a concurrent thematic review1 of the distribution of non-exchange traded investment products by intermediaries, the Securities and...

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The Hong Kong Monetary Authority (HKMA) announced today (19 April) that it had completed an investigation and disciplinary proceedings...

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...