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Physical Risk Assessment Platform
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Jun 3, 20241 min read


SFC suspends Wong Ka Ching for four years
The Securities and Futures Commission (SFC) has suspended Mr Wong Ka Ching, former responsible officer (RO) of China On Securities...
Jun 3, 20243 min read


Circular to Management Companies of SFC-authorised Real Estate Investment Trusts (REIT) - Treasury units of SFC-authorised REITs
Background In accordance with our circular dated 31 January 20081 (Circular), SFC-authorised REITs may repurchase their own units on The...
Jun 3, 20243 min read


SFC bans Cheung Wing Hung for 18 months
The Securities and Futures Commission (SFC) has banned Mr Cheung Wing Hung from re-entering the industry for 18 months from 24 May 2024...
Jun 3, 20241 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
May 27, 20242 min read


Pre-trial review fixed for false trading in shares of China All Access (Holdings) Limited
The Eastern Magistrates’ Court today set down 5 September 2024 for a pre-trial review of the prosecution brought by the Securities and...
May 27, 20241 min read


Refinements of the US Dollar Liquidity Facility
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May 27, 20241 min read


Supervisory Policy Manual (SPM): Updated Module CG-6 on “Competence and Ethical Behaviour”
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May 27, 20241 min read


Two former brokers jailed for three months each for false trading
The Eastern Magistrates’ Court has sentenced two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan, to three months of imprisonment...
May 27, 20241 min read
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