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Circular on streamlined requirements for eligible exchange-traded funds adopting a master-feeder structure
Background Currently, an exchange-traded fund (ETF) adopting a master-feeder structure is permitted under the Code on Unit Trusts and...
May 20, 20243 min read


Supervisory Policy Manual (SPM) SB-1: “Supervision of regulated activities of SFC-registered authorized institutions” (Revised)
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May 20, 20241 min read


Hong Kong Taxonomy for Sustainable Finance
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May 13, 20241 min read


Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong
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May 13, 20241 min read


SFC obtains interlocutory asset freezing order against Leung Anita Fung Yee Maria
The Securities and Futures Commission (SFC) has obtained an interim injunction order at the Court of First Instance against Ms Leung...
May 13, 20242 min read


SFC commences insider dealing prosecution against Segantii Capital Management and its chief investment officer
The Securities and Futures Commission (SFC) has commenced criminal proceedings against Segantii Capital Management Limited (Segantii),...
May 6, 20242 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismEarly Alert on United Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
May 6, 20242 min read


SFC and HKEX collaborate in enforcement action against Main Board-listed company over dubious investment and financial arrangements
The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (Exchange) have joined hands in an enforcement...
Apr 29, 20243 min read


SFC issues restriction notices to two brokers to freeze accounts of client involved in suspected corporate misconduct
The Securities and Futures Commission (SFC) has issued restriction notices to Futu Securities International (Hong Kong) Limited (Futu)...
Apr 29, 20242 min read
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