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Joint circular on intermediaries’ virtual asset-related activities - Appendix 1
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Jan 1, 20241 min read
Market Misconduct Tribunal sanctions Mayer Holdings Limited and its former senior management for late disclosure of inside information
The Market Misconduct Tribunal (MMT) has sanctioned Mayer Holdings Limited (Mayer) and nine of its former senior executives who were...
Dec 25, 20233 min read
SFC reprimands and fines Central Wealth Securities Investment Limited $1 million for breaching Financial Resources Rules
The Securities and Futures Commission (SFC) has reprimanded and fined Central Wealth Securities Investment Limited (Central Wealth) $1...
Dec 25, 20232 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismUnited Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Dec 25, 20232 min read
Lessons drawn on the Banking Turmoil in the US and Europe
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Dec 25, 20231 min read
Lending practices
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Dec 25, 20231 min read
Consumer Protection in respect of Digital Marketing Activities
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Dec 25, 20231 min read
Key Observations and Sound Practices on Consumer Protectionin respect of Digital Marketing Activities
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Dec 25, 20231 min read
Annex- Managing cyber risk associated with third-party service providers
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Dec 25, 20231 min read
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