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Managing cyber risk associated with third-party service providers
Please view the full article here: Link (English only)
Dec 25, 20231 min read


Compliance Corner – Hong Kong Monetary Authority, CA Indosuez (Switzerland)
The Hong Kong Monetary Authority imposed an HK$3.5 million ($44.7 million) fine on CA Indosuez (Switzerland) SA, Hong Kong branch under...
Dec 18, 20231 min read


SFC bans Amy Chow Bik Sum for life
The Securities and Futures Commission (SFC) has banned Ms Amy Chow Bik Sum, a former assistant customer service manager of OCBC Wing Hang...
Dec 18, 20231 min read


SFC issues restriction notice to China International Capital Corporation Hong Kong Securities..
The Securities and Futures Commission (SFC) has issued a restriction notice to China International Capital Corporation Hong Kong...
Dec 18, 20232 min read


SFC obtains court order to disqualify former independent non-executive director of China Candy..
SFC obtains court order to disqualify former independent non-executive director of China Candy Holdings Limited for three years The...
Dec 18, 20232 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated..
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Dec 18, 20232 min read


SFC and HKMA joint product survey 2023
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Dec 18, 20231 min read


The HKMA’s Response to the US Fed’s Interest Rate Decision
The Federal Open Market Committee of the Federal Reserve (the Fed) announced early today (Hong Kong time) after its two-day meeting that...
Dec 18, 20231 min read


Insurance Authority consults the public on subsidiary legislation for the Risk-based Capital regime
The Insurance Authority (IA) today (5 December 2023) launched a six-week public consultation on the draft Insurance (Valuation and...
Dec 10, 20231 min read
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